Regulatory Alerts2021-10-01
Added · Updated
Process for PIFs and De Minimis AIFMs to Update Pre-Contractual Documents for SFDR Compliance
PIFs and de minimis AIFMs must submit updates to their pre-contractual documents (prospectuses) to comply with the Sustainable Finance Disclosure Regulation (SFDR) via a fast-track filing process. Compliance Officers must confirm in writing by 29 October 2021 whether the entity is implementing necessary business changes, and all required documentation, including board attestations and compliance officer confirmations, must be submitted by 31 December 2021. Submissions made after this deadline are treated as standard changes and may be subject to comments, while non-SFDR changes must be filed separately under the standard authorization procedure.
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