RegAlertSecurities & Capital Markets regulation in Washington
Securities issuance, funds, brokers and capital-markets regulation across jurisdictions. 13 publications, summarized in English and updated same-day.
2026-03-19
NASAA Statement of Policy Regarding Real Estate Investment Trusts — CR-103P Rule-Making Order
Washington
DFI
2026-03-12
Concise Explanatory Statement Regarding Proposed Amendment of WAC 460-16A-205(1)(e)
Washington
DFI
2026-01-23
NASAA Statement of Policy Regarding Real Estate Investment Trusts — CR-102 Notice of Proposed Rulemaking
Washington
DFI
2025-09-24
NASAA Statement of Policy Regarding Real Estate Investment Trusts — CR-101: Preproposal Statement of Inquiry
Washington
DFI
2024-09-13
Chapter 460-20C WAC — Broker-Dealer and Salesperson Rules
Washington
DFI
2024-09-13
Broker-Dealer Rulemaking - Chapter 460-20C WAC — Rulemaking Order - CR-103P
Washington
DFI
2024-08-30
Broker-Dealer Rulemaking - Chapter 460-20C WAC — Concise Explanatory Statement
Washington
DFI
2024-05-06
Broker-Dealer Rulemaking - Chapter 460-20C WAC — Notice of Proposed Rule Making (Form CR-102)
Washington
DFI
2024-04-24
Chapter 460-20C WAC — Proposed Rules for Broker-Dealers and Salespersons
Washington
DFI
2023-04-03
Broker-Dealer Rulemaking - Chapter 460-20C WAC — CR-101
Washington
DFI
2022-09-18
WAC 460-80-325 NASAA Statement of Policy Regarding the Use of Franchise Questionnaires and Acknowledgments
Washington
DFI
2021-02-01
Notice of Preproposal Statement of Inquiry Concerning Small Company Offering Registration (SCOR)
Washington
DFI
2021-01-28
Securities Rulemaking - Small Company Offering Registration — CR-101
Washington
DFI