Regulatory Alerts2022-09-08
Circular on Developing, Maintaining, and Testing Business Continuity Plans for Market Operators
The Securities and Exchange Commission of Ghana mandates all Capital Market Operators to develop, maintain, test, and review comprehensive Business Continuity Plans (BCPs) to ensure operational resilience and investor protection. These plans must align with the five Joint Forum high-level principles covering board responsibility, major operational disruptions, recovery objectives, communications, and periodic testing. Operators must submit their finalized BCPs to the Commission by 31 December 2022, after which compliance will be verified through mandatory on-site and off-site inspections.
Share