PS18/3: Perimeter guidance on personal recommendations on retail investments

The Financial Conduct Authority issued Policy Statement PS18/3 to provide final guidance on the perimeter rules regarding personal recommendations on retail investments. This document clarifies the regulatory boundaries for firms making such recommendations, ensuring compliance with relevant conduct standards. It supersedes previous consultation materials and establishes the definitive expectations for market participants in this area.

United Kingdom

Financial Conduct Authority

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Open consultation: CP17/28

01/08/2017

Consultation closes

02/10/2017

Policy Statement: PS18/3 Read more about Policy Statement: PS18/3

23/02/2018

23/02/2018