Regulatory Alerts2020-04-17
Guidelines on Registration of Bond Pricing Agencies
The Securities Commission Malaysia issued these guidelines to establish the regulatory framework for entities seeking registration as bond pricing agencies. Applicants must satisfy strict criteria including a minimum RM10 million in shareholders' funds, indemnity insurance, independent pricing methodologies, and fit-and-proper personnel standards. Registered agencies are subject to continuous compliance obligations, including annual financial reporting, notification of material changes, and adherence to anti-corruption policies.
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