PS19/28: Proxy Advisors (Shareholders’ Rights) Regulations Implementation (DEPP and EG)

The Financial Conduct Authority issued Policy Statement 19/28 to implement the Proxy Advisors (Shareholders’ Rights) Regulations. The document details the consequential amendments made to the Enforcement Guide (EG) and the Disciplinary Procedure (DEPP). These changes ensure the FCA's enforcement and disciplinary frameworks align with the new regulatory requirements for proxy advisors.

United Kingdom

Financial Conduct Authority

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Open consultation: CP19/21

26/06/2019

Consultation closes

26/07/2019

Policy statement

25/11/2019

25/11/2019