Regulatory Alerts2021-11-10
FM.S.3.4 – Information about an Issuer and Securities being issued
The regulator issues FM.S.3.4 to standardize disclosure requirements for issuers and newly issued securities across regulated markets. This framework specifies the precise data points, filing timelines, and reporting formats that market participants must submit to ensure transparency. Updated in October 2024, the guideline remains a current operational standard for compliance and continuous market oversight.
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