Regulatory AlertsDOC-2011-01 Securitization Vehicles
The French Autorité des Marchés Financiers (AMF) issued Instruction DOC-2011-01 to detail the conditions and procedures for visaing the prospectus and the marketing modalities of financial securities issued by securitization vehicles. The document further specifies the content and distribution requirements for the prospectus and periodic documents. It is noted that the text has not yet been updated to reflect MIF 2 transposition or the legal separation of investment firms and portfolio management companies.
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II - Investment Products II. 1 - Collective Investments II. 1.3. Specific Provisions for FIA II. 1.3.5. Specific Provisions for Securitization Vehicles Doctrine Asset Management
Securitization Vehicles
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Applicable as of July 23, 2015 Instruction DOC-2011-01
Download Viewed Version Summary Instruction DOC-2011-01 details the conditions and procedures for issuing the visa on the prospectus and the marketing modalities of financial securities issued by a securitization vehicle. Clarifications are also provided regarding the content and conditions for distributing the prospectus and periodic documents. This document has not been updated with regard to texts transposing MIF 2 and/or separating the legal regime of investment firms and portfolio management companies. This update will be carried out shortly.
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Article 425-1-1 of the General Regulation
Collection of annual situations of securitization vehicles Archives
Instruction DOC-2011-01 details the conditions and procedures for issuing the visa on the prospectus and the marketing modalities of financial securities issued by a securitization vehicle. Clarifications are also provided regarding the content and conditions for distributing the prospectus and periodic documents.
Download the doctrine Reference texts
Article 421-17-1 of the General Regulation
Collection of annual situations of securitization vehicles Legal notices: Publisher: The Director of the AMF Communication Department. Contact: Communication Department, Autorité des marchés financiers - 17, place de la Bourse - 75082 Paris Cedex 02