Regulatory AlertsDOC-2017-02 Persons Subject to Market Surveys
The Autorité des marchés financiers (AMF) issued Position DOC-2017-02 to clarify the scope of persons subject to market surveys under the Market Abuse Regulation. This doctrine specifies which individuals and entities are covered by the regulatory framework governing market soundings. The guidance is applicable as of February 1, 2017, and references Article 11 of Regulation (EU) No 596/2014.
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VI - Market Abuse VI. 1 - Market Soundings Doctrine Market Abuse
Persons Subject to Market Soundings
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Applicable from February 1, 2017 Position DOC-2017-02
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Article 11 of Regulation (EU) No 596/2014 of April 16, 2014 on market abuse
ESMA Guidelines on the Market Abuse Regulation ("MAR") Legal notices: Publisher: The Director of the Communication Department of the AMF. Contact: Communication Department, Autorité des marchés financiers - 17, place de la Bourse - 75082 Paris Cedex 02