Regulatory Alerts2020-03-17
Circular 02-2020 Submission of Risk Management Self-Assessment Questionnaires for Securities Firms, Investment Administrators, and Pension and Severance Fund Administrators
The Superintendence of the Securities Market of Panama extends the deadline for submitting risk management self-assessment questionnaires to May 4, 2020, due to COVID-19 health measures. This extension applies to securities firms, investment administrators, and pension and severance fund administrators who were previously required to submit the forms by March 28, 2020. The adjustment aims to prevent exposure and further contagions while maintaining the implementation of the Risk-Based Supervision tool.
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