Regulatory AlertsCP21/35: Quarterly Consultation Paper No. 34
The Financial Conduct Authority proposes amendments to the Enforcement Guide, MAR 9, RTS 22, SUP 8, and various FCA forms to address post-Brexit regulatory adjustments. The consultation seeks feedback on introducing wind-down guidance for Data Reporting Services Providers, removing duplicate reporting requirements for Securities Financing Transactions, and updating internal governance procedures for waiver applications. These changes aim to streamline regulatory burdens, ensure orderly market exits, and align the FCA Handbook with current operational practices following the UK's withdrawal from the EU.
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