Regulatory Alerts2021-04-22
FSCA Communication 7 of 2021 (FM) – Determination of Form and Manner for Central Counterparty Licence Applications
The Financial Sector Conduct Authority (FSCA) has determined the specific form and manner for submitting conduct-related information required for a Central Counterparty (CCP) licence application. This determination, published as FSCA FM Notice 1 of 2021 and detailed in Communication 7, mandates the use of designated forms (CCP 1, 2, and 3) alongside a comprehensive Application Index. While aligning with the March 2021 Joint Standard, the notice exclusively governs submissions to the FSCA rather than the Prudential Authority.
Share