Regulatory Alerts2019-01-01
Decree of NBS No 4/2019 amending Decree No 1/2018 on financial agent authorisation
Národná banka Slovenska issued Decree No 4/2019 to amend the regulatory framework governing authorisations for independent financial agents and financial advisers. The amendment introduces a requirement for applicants to provide information necessary for requesting a criminal record check certificate and updates specific legal references within Section 1 of the original decree. This regulatory change takes effect on 1 November 2019.
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