Regulatory Alerts2022-12-02
FSCA Publication of Amendment Notices to the General Code of Conduct and Compliance Officer Qualifications
The Financial Sector Conduct Authority (FSCA) has published final amendment notices updating the General Code of Conduct for Authorised Financial Services Providers and Representatives, alongside revised criteria for compliance officer approvals. These amendments integrate stakeholder feedback from a public consultation process and satisfy statutory submission requirements under section 103 of the Financial Sector Regulation Act, 2017. The finalized notices are now available in the Government Gazette and on the FSCA website, establishing updated regulatory standards for financial services providers and compliance officers.
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