Regulatory AlertsOJK Regulation Number 6 of 2025 on Mutual Fund Sales Agent Reports
The Financial Services Authority (OJK) issued Regulation Number 6 of 2025 to integrate and standardize reporting obligations for Mutual Fund Sales Agents across overlapping regulatory sectors. The regulation mandates the submission of periodic annual and monthly reports, establishes procedures for filing and correcting these reports, and outlines OJK's supervisory authority over this data. It repeals specific reporting provisions from previous regulations POJK 39/2014 and POJK 63/2020, with the new rules becoming effective nine months after their promulgation on March 27, 2025.
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Sector: Capital Market
Sub-Sector: Mutual Funds; Securities
Regulation Type: OJK Regulation
Regulation Number: 6 of 2025
Effective Date: 3/27/2025
Appendix 1
POJK 6 of 2025 Mutual Fund Sales Agent Report.pdf Abstract of POJK 6 of 2025 Mutual Fund Sales Agent Report.pdf
FAQ of POJK 6 of 2025 Mutual Fund Sales Agent Report.pdf
Page Content Financial Services Authority Regulation Number 6 of 2025 concerning Mutual Fund Sales Agent Reports
Abstract: In carrying out its supervisory duties and functions, the Financial Services Authority (OJK) regulates reporting obligations that must be submitted by the financial services industry to the Financial Services Authority as part of efforts to achieve goals in realizing orderly, fair, transparent, and accountable financial services sector activities, as well as realizing a financial system that grows sustainably and stably.
Along with the development and complexity of business in the financial services industry, there are institutional overlaps and cross-sector business processes, such as the banking supervision sector overlapping with the capital market supervision sector. This has the potential to create overlapping regulatory provisions among supervision sectors, including regulations related to the reporting of Mutual Fund Sales Agents.
This Financial Services Authority Regulation is a form of integration of the regulations regarding the obligation to submit reports by Mutual Fund Sales Agents.
The legal basis for this Financial Services Authority Regulation (POJK) is: Law Number 8 of 1995 as amended by Law Number 4 of 2023; and Law Number 21 of 2011 as amended by Law Number 4 of 2023.
This Financial Services Authority Regulation regulates, among other things: a. The obligation of Mutual Fund Sales Agents to submit Periodic Reports, including annual reports and monthly reports; b. The procedures for submitting periodic reports of Mutual Fund Sales Agents, including corrections to periodic reports of Mutual Fund Sales Agents; and c. Supervision over the periodic reports of Mutual Fund Sales Agents.
Note: This Financial Services Authority Regulation (POJK) becomes effective after 9 (nine) months from the date this POJK is promulgated. This Financial Services Authority Regulation (POJK) was promulgated on March 27, 2025, and established on March 26, 2025.
Upon the effective date of this Financial Services Authority Regulation (POJK): a. Article 38, Article 40, Article 41, regarding the submission of reports by Mutual Fund Sales Agents, and Article 42 regarding the electronic reporting system for Mutual Fund Sales Agents in Financial Services Authority Regulation Number 39/POJK.04/2014 concerning Mutual Fund Sales Agents; and b. Article 5 paragraph (2) letter c regarding groups of product information, activities, and activities related to the activity reports of Mutual Fund Sales Agents, Article 5 paragraph (3) regarding the data position for reporting as a Mutual Fund Sales Agent, and Article 9 paragraph (1) regarding the submission date of structured quarterly reports for Mutual Fund Sales Agent activities in Financial Services Authority Regulation Number 63/POJK.03/2020 concerning Reporting by Commercial Banks through the Financial Services Authority Reporting System, are repealed and declared invalid.