Regulatory AlertsDOC-2013-06 Listed Funds and Other Matters Related to UCITS
The French Autorité des Marchés Financiers (AMF) incorporates ESMA guidelines regarding listed funds and UCITS into its DOC-2013-06 position. This document mandates specific investor disclosures and establishes rules for the use of financial derivatives and efficient portfolio management techniques, including diversification ratios for financial guarantees. It further defines the criteria that financial indices must meet when used as investment benchmarks by these funds.
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