Regulatory Alerts2024-10-10
Resolution No. 2-2024-SMV/12.1 Authorizing Inversiones Neurona S.A.C. to Appoint a Part-Time Compliance Officer
The General Directorate of Research and Innovation of the Superintendency of the Market of Securities issued Resolution No. 2-2024-SMV/12.1 on October 10, 2024. This resolution grants authorization to Inversiones Neurona S.A.C., a Participatory Financial Financing Platform Administrator, to appoint a compliance officer on a non-exclusive basis. The approval allows the entity to maintain its regulatory compliance structure while utilizing a part-time arrangement for this critical role.
Resolution No. 2-2024-SMV/12.1 October 10, 2024 Resolution authorizing Inversiones Neurona S.A.C. Participatory Financial Financing Platform Administrator to have a non-exclusive compliance officer RES IGII PROY Neurona-ComplianceOfficer (1) PDF 109.5 KB Download