Regulatory Alerts2018-01-01
Consultation Paper No. 3 of 2018 – Registration Authority Decision Procedures and Enforcement Manual
The Abu Dhabi Global Market Registration Authority issued this consultation paper to invite public feedback on its proposed Decision Procedures and Enforcement Manual. The Manual establishes the policies and procedures for exercising enforcement powers under the Commercial Licensing Regulations 2015, including the imposition of fines, license suspensions, and settlement processes. Stakeholders are requested to submit written comments by 30 June 2018 regarding the clarity, comprehensiveness, and fairness of the proposed enforcement framework.
Share