Regulatory Alerts2012-11-01
Resolution of 31 October 2012 by the National Securities Market Commission Modifying Annex I of Normalized Electronic Documents
The Spanish National Securities Market Commission (CNMV) issued this resolution to modify Annex I of its 16 November 2011 Resolution, adding seven new standardized electronic procedures to its Electronic Registry. These additions facilitate compliance with reporting obligations for collective investment institutions, including audited annual accounts, internal control reports, and short position notifications under EU Regulation 236/2012. The updated annex explicitly lists the codes and descriptions for these new and existing electronic submission requirements.
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