Regulatory Alerts2025-07-15
Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) (Amendment) Regulations, 2025
The Securities and Exchange Board of India (SEBI) issued the 2025 Amendment Regulations to further modify the 2007 Certification of Associated Persons Regulations. These amendments simplify the regulatory framework by omitting sub-regulation (2) of Regulation 3, updating the substitution criteria in Regulation 4, and replacing Regulation 6 to mandate that associated persons engaged in specific activities must hold a valid certificate specified by the Board. The regulations came into force on the date of their publication in the Official Gazette on July 14, 2025.
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