Regulatory AlertsPS18/18: Industry Codes of Conduct and Discussion Paper on FCA principle 5
The Financial Conduct Authority issued this policy statement to publish final handbook guidance on the formal recognition of industry codes of conduct covering unregulated activities. Authorised firms and their senior managers may rely on this recognition status to meet their obligation to observe proper standards of market conduct under COCON 2.1.5R. Code authors can now apply for recognition starting 18 July 2018 by emailing the FCA, with the new guidance taking effect immediately.
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