Regulatory AlertsDOC-2009-24 Q&A on Shareholding Changes in Portfolio Management Companies
The French Financial Markets Authority (AMF) issued DOC-2009-24 to clarify the scope and notification procedures for shareholding changes in portfolio management companies. The document specifies the required content of the dossier submitted to the AMF and identifies the persons responsible for submitting notifications. It references Articles 317-10 to 317-14 and Articles 312-11 to 312-15 of the General Regulation as the relevant legal framework.
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III - Service Providers III. 1 - Investment Service Providers III. 1.1. Approval / Activity Program / Passport Doctrine Securities Transactions
Q&A on Shareholding Changes in Portfolio Management Companies
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Applicable as of May 9, 2018 Position - Recommendation DOC-2009-24
Download Viewed Version Summary Position-Recommendation DOC-2009-24 provides clarifications on the scope and notification procedure regarding shareholding changes in portfolio management companies (notably on the content of the file to be transmitted to the AMF and the persons responsible for the notification).
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Articles 317-10 to 317-14 of the General Regulation
Articles 321-18 to 321-22 of the General Regulation Archives
Position-Recommendation DOC-2009-24 provides clarifications on the scope and notification procedure regarding shareholding changes in portfolio management companies (notably on the content of the file to be transmitted to the AMF and the persons responsible for the notification).
Download the doctrine Reference texts
Articles 312-11 to 312-15 of the General Regulation
Articles 317-10 to 317-14 of the General Regulation
Position-Recommendation DOC-2009-24 provides clarifications on the scope and notification procedure regarding shareholding changes in portfolio management companies (notably on the content of the file to be transmitted to the AMF and the persons responsible for the notification).
Download the doctrine Reference texts
Articles 312-11 to 312-15 of the General Regulation
Articles 317-10 to 317-14 of the General Regulation
The AMF provides clarifications on the scope and notification procedure regarding shareholding changes in portfolio management companies (notably on the content of the file to be transmitted to the AMF and the persons responsible for the notification).
Download the doctrine Reference texts
Articles 312-11 to 312-15 of the General Regulation Legal notices: Publisher: The Director of the AMF Communication Department. Contact: Communication Department, Autorité des marchés financiers - 17, place de la Bourse - 75082 Paris Cedex 02