Regulatory AlertsFinansinspektionen Regulations and General Guidelines on Operational Risk Management
Issued by Finansinspektionen, these regulations require credit institutions, investment firms, and very large securities companies to establish comprehensive operational risk management frameworks overseen by their boards and managing directors. The rules mandate robust procedures for legal, personnel, and safety risks, continuity management, securities trading, and explicit coverage of risks arising from outsourcing agreements. Recent amendments align the scope with EU digital operational resilience standards, exclude clearing organizations, and adjust applicability to prevent regulatory duplication while maintaining strict oversight of operational vulnerabilities.
Share