Regulatory AlertsAMF Position DOC-2022-03: Suitability and Simple Execution Requirements under MiFID II
The French Autorité des Marchés Financiers (AMF) issued Position DOC-2022-03 to integrate ESMA guidelines regarding the suitability and simple execution requirements of the MiFID II Directive. This document aims to clarify the application of these regulatory obligations and promote greater convergence across European markets by addressing key operational questions. It serves as a doctrinal reference for investment service providers to ensure compliance with Articles L. 533-13 and 56 of the Delegated Regulation.
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III - Providers III. 1 - Investment service providers III. 1.3. Conduct rules Doctrine Asset Management
Suitability and Simple Execution Requirements under the MiFID II Directive
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Applicable from October 12, 2022 Position DOC-2022-03
Download Viewed version Summary The AMF Position DOC-2022-03 integrates the ESMA guidelines concerning "certain aspects relating to the suitability and simple execution requirements of the MiFID II Directive" (ESMA35-43-3006). These Guidelines aim to clarify the application of these requirements and foster greater European convergence, focusing on a number of important issues.
Download the doctrine Reference texts
Article L. 533-13 II and III of the Monetary and Financial Code
Article 56 of Delegated Regulation (EU) 2017/565 On the same theme
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