The Financial Conduct Authority issued Policy Statement 17/18 to finalize rules regarding CASS 7A and the special administration regime review. The document establishes the final regulatory framework following the consultation period that concluded in early 2017. These changes implement the authority's decisions on client asset rules and insolvency procedures for investment firms.
Open consultation: CP17/2 Read more about Open consultation: CP17/2
23/01/2017
Consultation closes - chapter 3
23/02/2017
Consultation closes - all other proposals
24/04/2017
Policy statement
25/07/2017
25/07/2017