Regulatory AlertsESMA Guidelines on reporting settlement fails under Article 7 of the CSD Regulation - comply or explain procedure
On February 1, 2022, the French Autorité des marchés financiers (AMF) declared its compliance with the European Securities and Markets Authority (ESMA) guidelines regarding the reporting of settlement fails under Article 7 of the Central Securities Depositories Regulation. This declaration, designated as Position DOC-2022-01, confirms that the AMF adheres to the regulatory standards set forth in ESMA70-156-4717. The AMF's adherence ensures alignment with the technical regulatory standards for settlement discipline established by Commission Delegated Regulation (EU) 2018/1229.
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V - Market Infrastructures and Other Market Participants V. 2 - Central Securities Depositories, Clearing Houses, Settlement and Delivery Systems Doctrine Compliance
ESMA Guidelines on reporting settlement fails under Article 7 of the Central Securities Depositories Regulation – 'comply or explain' procedure
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Applicable as of February 7, 2022 Position DOC-2022-01
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Version consulted Summary On February 1, 2022, the AMF declared that it complies with the ESMA guidelines on reporting settlement fails under Article 7 of the Central Securities Depositories Regulation (ESMA70-156-4717).
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Consult the doctrine online Reference texts
Regulation (EU) No 909/2014 of the European Parliament and of the Council of 23 July 2014 on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation (EU) No 236/2012
Commission Delegated Regulation (EU) 2018/1229 of 25 May 2018 supplementing Regulation (EU) No 909/2014 of the European Parliament and of the Council with regard to regulatory technical standards on settlement discipline
The guidelines are available at the following addresses: In French: https://www.esma.europa.eu/sites/default/files/library/esma70-156-4717_guidelines_on_settlement_fails_reporting_fr.pdf In English: https://www.esma.europa.eu/sites/default/files/library/esma70-156-4717_guidelines_on_settlement_fails_reporting.pdf On the same topic
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Legal Notice: Publisher: The Director of the AMF Communication Department. Contact: Communication Department, Autorité des marchés financiers - 17, place de la Bourse - 75082 Paris Cedex 02