Regulatory AlertsCP14/18: Quarterly consultation No.6
The Financial Conduct Authority proposes miscellaneous amendments to its Handbook, including changes to the procedure for waiving or varying Consumer Credit Act 197 requirements. The consultation also seeks feedback on clarifying Listing Regime provisions, introducing a new fee for reviewing investment policy changes, and extending CASS 6 rules to small AIFMs and depositaries of authorized AIFs. The FCA invites stakeholders to submit their comments via an online form by 5 November 2014.
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