Regulatory AlertsOJK Regulation No. 3 of 2026 on the Conduct of Securities Company Business Activities as Underwriters and Securities Trading Intermediaries
The Financial Services Authority (OJK) issued Regulation No. 3 of 2026 to modernize the licensing and operational framework for securities companies acting as underwriters and trading intermediaries. The regulation introduces a new classification system (PEKU 1, 2, and 3) based on capital adequacy, while strengthening institutional requirements for governance, ownership, and risk management. It simultaneously repeals several previous regulations to align with current capital market developments and digital business processes.
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