Prudential Evaluation of Acquisitions and Increases in Qualifying Holdings in Financial Sector Entities

The French Autorité des Marchés Financiers (AMF) issued Position DOC-2017-10 to align its regulatory practices with common European supervisory authorities' guidelines. This position specifically addresses the prudential evaluation of acquisitions and increases in qualifying holdings within portfolio management companies. It integrates these European standards into the AMF's operational framework to ensure consistent oversight of significant investments in the financial sector.

France

Autorite des Marches Financiers

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III - Service Providers III. 1 - Investment Service Providers III. 1.1. Approval / Activity Program / Passport

Doctrine Europe & International

Prudential Evaluation of Acquisitions and Increases in Qualifying Holdings in Financial Sector Entities

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Applicable as of May 9, 2018 Position DOC-2017-10

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Summary Position AMF DOC-2017-10 aims to integrate into the AMF's regulatory practices the common guidelines of European supervisory authorities regarding the prudential evaluation of acquisitions and increases in qualifying holdings within portfolio management companies.

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Reference texts

Article L.532-9 of the Monetary and Financial Code

Article L.532-9-1 of the Monetary and Financial Code

Article 317-4 of the General Regulation

Articles 317-10 to 317-14 of the General Regulation

Article 321-12 of the General Regulation

Articles 321-18 to 321-21 of the General Regulation