Regulatory Alerts2018-08-14
Annexes to the Regulation on Qualifying Holdings 2016
The Austrian Financial Market Authority (FMA) requires parties subject to notification obligations to submit standardized forms when acquiring, increasing, disposing of, or reducing qualifying holdings in credit institutions, insurance undertakings, and financial service providers. These forms mandate detailed disclosures regarding the notifier's identity, legal structure, financial capacity, group composition, and intended management changes to verify compliance with statutory ownership thresholds. The annexes specify mandatory supporting attachments, including audited financial statements, curricula vitae, and regulatory declarations, to guarantee that the FMA receives complete, correct, and current information for supervisory approval.
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