Regulatory Alerts2013-12-27
Capital Markets Authority Decision on Centralized Information for Financial Instrument Institutions
The Capital Markets Authority mandates that all Lebanese financial instrument institutions and authorities submit centralized personnel records, duty classifications, enrollment dates, and examination exemptions to the Financial Control Unit. Submissions must feature unique staff identification numbers linked permanently to each institution, alongside signed hard copies and Excel soft disks. The regulation establishes a three-month compliance window following official publication and enforces administrative sanctions for non-compliance with the attached appendices.
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