Regulatory AlertsCP13/9: Quarterly Consultation Paper No. 2
The Financial Conduct Authority proposes amendments to the FCA Handbook covering training qualifications, platform charges, prospectus filing rules, and enforcement powers under the Legal Aid Act. The document also details regulatory updates regarding suspicious transaction reporting, ETF guidelines, EMIR implementation, and the discontinuation of the Listing Authority Review Committee. Stakeholders are invited to submit comments on specific chapters by October 6, 2013, and on remaining chapters by November 6, 2013.
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