Regulatory Alerts2019-05-14
Guidelines on Registration of Bond Pricing Agencies
The Securities Commission of Malaysia issued these guidelines to establish the regulatory framework for registering entities as bond pricing agencies. Applicants must satisfy strict criteria including a minimum RM10 million in shareholders' funds, indemnity insurance, independent pricing methodologies, and fit-and-proper personnel. Registered agencies are subject to continuous compliance, mandatory reporting of material changes, and potential deregistration for contraventions or cessation of services.
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