2021-02-15 | https://aifc.kz/legal-framework/self-assessment-of-internal-quality-control-system/

Self-Assessment of Internal Quality Control System

Issued by the regulatory authority in Nur-Sultan, Kazakhstan, this document provides a standardized form for firms to review their internal quality control systems. It requires firms to assess compliance with key elements including leadership responsibility, ethical requirements, client acceptance, human resources, and engagement performance. The assessment mandates written confirmations of policies, descriptions of procedures, and supporting documentation to verify adherence to ISQC1 and IESBA standards.

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Kazakhstan

Astana Financial Services Authority

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