Regulatory Alerts2014-08-26
Final Registrar Guidelines for Market Operations in Ghana
The Securities and Exchange Commission of Ghana has issued final guidelines establishing comprehensive operational standards for securities registrars. The regulations mandate accurate daily register maintenance, robust data security and disaster recovery protocols, strict dividend processing timelines, and systematic complaint resolution. Furthermore, the guidelines detail mandatory quarterly reconciliations, standardized agreement termination procedures aligned with IOSCO migration standards, and explicit sanctions for non-compliance.
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