Regulatory Alerts2024-05-01
Recommendation on Minimum Information to be Provided by Stock Market Intermediaries to Investors
The Commission for the Organization and Supervision of Stock Market Operations (COSOB) mandates that stock market intermediaries provide investors with a concise, clear, and free information note before subscription. This note must detail product definitions, characteristics, associated risks, rights, remuneration, and costs to facilitate informed investment decisions. COSOB retains the authority to review, modify, or withdraw these notes if they are found to harm client interests.
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