Regulatory Alerts2021-07-16
SEC Reintroduces Compliance Forum for Stakeholders
The Securities and Exchange Commission (SEC) Ghana has reintroduced its Compliance Forum to clarify regulatory expectations and mandate strict adherence to compliance frameworks for market operators. During the inaugural session with the Ghana Securities Industry Association, Director-General Rev. Daniel Ogbarmey Tetteh emphasized the necessity of robust corporate governance, timely disclosures, and diligent fund management to avoid regulatory sanctions. The initiative aims to foster a transparent and efficient securities market by strengthening stakeholder engagement and ensuring the protection of investor interests and market integrity.
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