Regulatory Alerts2019-01-01 | act-sea2019-no6.pdfSecurities and Exchange Act (No. 6) B.E. 2562 (2019)
The National Legislative Assembly of Thailand enacted this amendment to the Securities and Exchange Act B.E. 2535 to enhance capital market supervision, protect investors, and accommodate financial technology innovations. The legislation restructures the Capital Market Supervisory Board and SEC commissioner selection processes, mandates three-year operating plans for the SEC Office, and introduces new provisions for mutual fund management and Securities Exchange governance. Additionally, the Act establishes stricter requirements for Securities Exchange integrity, financial contributions to the Capital Market Development Fund, and specific operational rules for securities companies.
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