Regulatory AlertsDeclaration to the AMF by Market Operators and Multilateral Trading System Managers
The Autorité des marchés financiers (AMF) issued Instruction DOC-2007-07 to establish the regulatory framework for declarations by market operators and managers of multilateral trading systems. This doctrine mandates compliance with specific articles of the General Regulation, including Articles 514-9, 523-4, 524-1, and 525-1, to ensure proper oversight of trading activities. The instruction applies as of December 17, 2020, and outlines the legal responsibilities and reporting obligations for these financial market participants.
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V - Market Infrastructures and Other Market Participants V. 1 - Regulated Markets and Multilateral Trading Systems Doctrine Stock Exchange Order
Declaration to the AMF by Market Operators and Managers of Multilateral Trading Systems for Orders and Transactions in Financial Instruments
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Applicable as of December 17, 2020 Instruction DOC-2007-07
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Article 514-9 of the General Regulation
Article 523-4 of the General Regulation
Article 524-1 of the General Regulation
Article 525-1 of the General Regulation Archives
Download the doctrine Reference Texts
Article 514-9 of the General Regulation
Article 523-6 of the General Regulation
Article 523-7 of the General Regulation
Article 524-1 of the General Regulation Legal Notices: Publisher: The Director of the AMF Communication Department. Contact: Communication Department, Autorité des marchés financiers - 17, place de la Bourse - 75082 Paris Cedex 02