Regulatory AlertsAMF Guide DOC-2011-25 on the Monitoring of Collective Investment Undertakings
The French Financial Markets Authority (AMF) issued Guide DOC-2011-25 to clarify the application of regulatory requirements for Collective Investment Undertakings (OPC), including UCITS and AIFs. The document outlines essential operational procedures such as control mechanisms, life-cycle management, side pocket usage, and the calculation of global exposure and risk. It also mandates specific information disclosure to shareholders regarding mergers and guaranteed amounts, alongside the monitoring of Exchange Traded Funds.
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