Regulatory Alerts2000-04-24
General Decision No. 3 of April 24, 2000 on the Statute of Stock Exchange Intermediaries
The Financial Market Council's College issued General Decision No. 3 on April 24, 2000, to establish the specific documentation requirements for preliminary and definitive approvals of stock exchange intermediaries, as well as subsequent modifications. The decision mandates distinct document lists for natural persons and joint-stock companies across initial applications, control officer appointments, and activity extensions or restrictions. It further outlines the procedural steps for obtaining both preliminary and definitive regulatory approvals, ensuring compliance with Tunisia's financial market reorganization law and intermediary statute.
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