Regulatory Alerts2023-01-01
SEC Sri Lanka Circular on Investment Advisor Registering Requirements
The Securities and Exchange Commission of Sri Lanka has amended the registration requirements for Investment Advisors to restrict the maximum number of attempts for the VIVA VOCE Examination to three. This policy applies to new candidates and reinstatement candidates, requiring those who fail to re-register for the certification program and pass all relevant examinations. The directive became effective on 1 February 2023 and covers candidates registered for examinations prior to that date.
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