Regulatory Alerts2025-12-01
General Superintendent Resolution for Prudential Compliance No. 001-2025-SMV/10.3
The Superintendency of the Market and Securities issued Resolution No. 001-2025-SMV to decouple the administrative sanctioning procedure initiated against Diviso Bolsa Sociedad Agente de Bolsa S.A. This action requires that the imputed infractions be resolved independently based on their nature, effectiveness, and the need for additional proceedings. The measure also allows for extended timeframes necessary for the evaluation and resolution of these specific violations.
General Superintendent Resolution for Prudential Compliance No. 001-2025-SMV/10.3 December 1, 2025
Decouple the administrative sanctioning procedure initiated against Diviso Bolsa Sociedad Agente de Bolsa S.A. in file No. 2025030932, in order for the imputed infractions to be resolved independently, based on their nature, effectiveness, and requirement for additional proceedings, as well as longer timeframes for their evaluation and resolution.
RIGCP No. 001-2025-SMV PDF 769.1 KB Download