FSCA Communication 21 of 2025: Access to Webinar Recording for Financial Services Providers

1 FSCA COMMUNICATION 21 OF 2025 (FAIS) Access to recording of webinar for Financial Services Providers

1. PURPOSE The purpose of this Communication is to inform registered Financial Services Providers (FSPs) that the recording of a recent webinar hosted by the Financial Sector Conduct Authority (FSCA) is available on the FSCA’s YouTube channel and to provide additional details in this regard.
2. BACKGROUND 2.1. The FSCA recorded a new webinar for FSPs during September 2025. 2.2. The recording of this webinar is now available for viewing on the FSCA’s YouTube channel at the link provided below.
3. DETAILS OF THE WEBINAR 3.1.1. Topic: Insurance Requirements 3.1.2. Contents: • Legal framework • Legislative requirements: o Section 13 of the General Code of Conduct for Authorised Financial Services Providers and Representatives, 2003 o Board Notice 123 of 2009 (Notice on Requirements for Professional Indemnity and Fidelity Insurance Cover for Providers, 2009) • Types of insurance coverage • Requirements in respect of the different categories of FSPs • Rationale for insurance coverage • Maintenance of coverage • Best practices • Critical points 3.1.3. Link: Click here to access the recording.

2 4. ENQUIRIES 4.1. For more information about this Communication and the above webinar, please contact: • Ms. Mpho Mashashane-Masango: Mpho.Mashashane-masango@fsca.co.za • Ms. Dimakatso Zililo Dimakatso.Zililo@fsca.co.za • Mr. Sidwell Francis: Sidwell.Francis@fsca.co.za 4.2 For any problems accessing the recordings, please contact Mr. Akashen Rampersadh at Akashen.Rampersadh@fsca.co.za 4.3 This Communication is available on the FSCA’s website (www.fsca.co.za) at the following path: Home > Regulatory Frameworks > Industry Communication > FAIS > FSCA Communication. FARZANA BADAT DEPUTY COMMISSIONER FINANCIAL SECTOR CONDUCT AUTHORITY Date of publication: 03 October 2025