Regulatory AlertsCP15/19: Quarterly Consultation Paper No. 9
The Financial Conduct Authority proposes miscellaneous amendments to its Handbook, including transposing the UK Corporate Governance Code and adjusting capital rules for self-invested personal pension operators. The consultation also covers minor updates to MCOB and TC, changes related to the Consumer Rights Act, and technical amendments concerning HM Treasury's SME finance measures. Stakeholders are invited to submit comments by 5 July 2015 for Chapters 4 and 5, and by 5 August 2015 for the remaining chapters.
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.
Note: Additional proposed amendments to the Handbook in relation to Chapter 6: Changes relating to HM Treasury SME finance measures have been inserted as Appendix 6C: Fees Changes (12/06/2015).
What are we consulting on this quarter?
We are proposing to:
transpose the UK Corporate Governance Code
make changes to the new capital rules for self-invested personal pension operators
make minor amendments to MCOB and TC
make minor amendments to various parts of the handbook in relation to the Consumer Rights Act
make technical amendments relating to HM Treasury's SME finance measures
Consultation Paper CP15/19 [PDF]
Who is this consultation aimed at?
This will be relevant if you or your firm has any interest in the subjects mentioned above.
What are the next steps?
Online form
We want to know what you think of our proposals. Comments should reach us by 5 July 2015 for Chapters 4 and 5, and by 5 August 2015 for the remaining chapters.
Want to find out more?
For more information:
view the FCA Handbook
: Link changed Fixed broken link.
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