Regulatory Alerts2013-07-09
General guidelines repealing Finansinspektionen’s general guidelines (FFFS 1996:16) regarding applications to receive authorisation as an exchange or marketplace or for a licence to conduct clearing operations in accordance with the Exchange and Clearing Operations Act (1992:543) (FFFS 2013:4)
Finansinspektionen issued these general guidelines to repeal its previous regulations (FFFS 1996:16) concerning applications for authorization as an exchange or marketplace or for a clearing operations license under the Exchange and Clearing Operations Act (1992:543). The new guidelines became effective on 1 June 2013, replacing the former framework for regulatory approvals in these specific financial market sectors. This update streamlines the legal basis for Finansinspektionen's oversight of exchange, marketplace, and clearing operations in Sweden.
Finansinspektionen’s Regulatory Code Publisher: Finansinspektionen, Sweden, www.fi.se ISSN 1102-7460 This translation is furnished for information purposes only and is not itself a legal document. 1 General guidelines repealing Finansinspektionen’s general guidelines (FFFS 1996:16) regarding applications to receive authorisation as an exchange or marketplace or for a licence to conduct clearing operations in accordance with the Exchange and Clearing Operations Act (1992:543); decided on 15 March 2013. These guidelines repeal Finansinspektionen’s general guidelines (FFFS 1996:16) regarding applications to receive authorisation as an exchange or marketplace or for a licence to conduct clearing operations in accordance with the Exchange and Clearing Operations Act (1992:543) as of 1 June 2013. MARTIN ANDERSSON Elisabeth Helmenius
FFFS 2013:4 Published on 19 April 2013