Regulatory Alerts2016-01-01
Guidelines for Issuing Instruments Under Section 209 of the Securities Industry Act 2016 (Act 929) as Amended
The Securities and Exchange Commission, Ghana establishes standardized internal procedures for issuing Codes, Directives, Guidelines, and Circulars under Section 209 of the Securities Industry Act 2016. The framework mandates structured drafting, stakeholder consultation, and final board approval while granting the Commission discretion to bypass standard processes for investor protection or impracticability. It further outlines streamlined protocols for varying, revising, amending, or revoking existing regulatory instruments and mandates official publication on the Commission’s website.
Share