Regulatory Alerts2019-03-05
Finansinspektionen’s regulations and general guidelines regarding stock exchanges’ listings of certain holdings of financial instruments (FFFS 2018:21)
Finansinspektionen issued regulations requiring stock exchanges to determine and document which employees and contractors are subject to notification obligations for financial instrument holdings. The rules mandate that exchanges maintain a detailed list of notifiers, including personal identification, issuer details, and specific transaction data for instruments such as options and forwards. These regulations and general guidelines entered into force on 1 January 2019.
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