Regulatory Alerts2025-01-08
SEBI Guidelines for Investment Advisers
The Securities and Exchange Board of India issued guidelines to enforce the 2024 amendments to the Investment Advisers Regulations, mandating compliance with new deposit requirements, fee structures, and operational standards. The document clarifies eligibility for part-time advisers, permits flexible fee mode changes, and imposes strict disclosure obligations regarding the use of artificial intelligence tools. Additionally, it outlines specific timelines for transitioning to non-individual registration, conducting compliance audits, and maintaining segregated advisory and distribution activities.
Share