Regulatory Alerts2021-01-01
Consultation Paper No. 5 of 2021 – Proposals for Broadening Participation in Private Capital Markets
The Financial Services Regulatory Authority of Abu Dhabi Global Market proposes a new Retail Private Market Framework to allow limited retail client participation in private capital markets. The framework permits a cap of 200 retail clients per exempt offer and mandates suitability assessments for secondary trading on Multilateral Trading Facilities. Issuers are required to provide a standardized Product Summary Note to ensure adequate disclosure of key features and risks to investors.
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